closed-end fund, net asset value, discount, consulting, research, stock, nav, cuba, closed end, mutual funds, investing, investment newsletters, financial, stock research, investment advice, herzfeld, investment research, stock broker, caribbean, close end funds, closed end bond funds, fund, navs, asset management, hertzfeld, municipal, cloed, hertzfeldt, hertzfield, cef, exchange traded, rights offering, tender offer, discount narrowing, interval fund, buybacks, managed payouts, payout policies, level distribution

New Funds Expected to be Brought to Market in the Next Few Months

 
Symbol
PROPOSED*
Fund Name

Price $/Share
 
         

 

  April 2014    
    --none currently scheduled--    
       
 

* IPO calendar subject to change.  Not guaranteed as to accuracy or completeness.

   
         
         

Closed-End Fund IPOs - Chronological Order

 
IPO
Date
Symbol

Fund Name

IPO Price
$/Share
Size
($ in Millions)
         

2014

       
3/26/2014 FPL First Trust New Opportunities MLP & Energy Fund 20.00 $440.0
3/26/2014 JMLP Nuveen All Cap Energy MLP Opportunities Fund 20.00 255.0
    --none in February 2014--    
    --none in January 2014--    

2013

       
11/26/2013 GMZ Goldman Sachs MLP Income Opportunities Fund 20.00 $826.3
10/29/2013 ARMF Ares Multi-Strategy Credit Fund 25.00 130.0
10/17/2013 RGT Royce Global Value Trust Spin Off 100.0
9/26/2013 CEN Center Coast MLP & Infrastructure Fund 20.00 290.5
9/20/2013 TSLF THL Credit Senior Loan Fund 20.00 132.0
7/26/2013 KIO KKR Income Opportunities Fund 20.00 305.0
6/26/2013 CBA ClearBridge American Energy MLP Fund 20.00 1,050.0
6/26/2013 EFF Eaton Vance Floating-Rate Income Plus Fund 20.00 135.0
6/26/2013 GGM Guggenheim Credit Allocation Fund 25.00 172.5
6/26/2013 PGZ Principal Real Estate Income Fund 20.00 126.0
6/26/2013 JPW Nuveen Flexible Investment Income Fund 20.00 70.0
5/29/2013 IVH Ivy High Income Opportunities Fund 20.00 317.0
5/24/2013 FPF First Trust Intermediate Duration Preferred & Income Fund 25.00 1,420.0
5/24/2013 DFP Flaherty & Crumrine Dynamic Preferred and Income Fund 25.00 450.0
4/26/2013 DSL DoubleLine Income Solutions Fund 25.00 2,300.0
4/26/2013 DMB Dreyfus Municipal Bond Infrastructure Fund 15.00 254.3
3/26/2013 BOI Brookfield Mortgage Opportunity Income Fund 20.00 420.0
3/26/2013 MIE Cohen & Steers MLP Income and Energy Opportunity Fund 20.00 480.0
3/26/2013 ETX Eaton Vance Municipal Income Term Trust 20.00 205.0
3/26/2013 NML Neuberger Berman MLP Income Fund 20.00 1,000.0
2/26/2013 AIF Apollo Tactical Income Fund 20.00 280.0
2/26/2013 BIT BlackRock Multi-Sector Income Trust 20.00 780.0
2/8/2013 NIQ Nuveen Intermediate Duration Quality Municipal Term Trust 15.00 187.5
1/29/2013 PCI PIMCO Dynamic Credit Income Trust 25.00 3,320.4
         

2012

       
12/20/2012 GHY Prudential Global Short Duration High Yield Fund 20.00 $740.0
12/6/2012 NID Nuveen Intermediate Duration Municipal Term Fund 15.00 630.0
11/28/2012 ARDC Ares Dynamic Credit Allocation Fund 20.00 320.0
11/28/2012 FEI First Trust MLP and Energy Income Fund 20.00 830.0
10/26/2012 BGH Babson Capital Global Short Duration High Yield Fund 25.00 462.5
10/26/2012 EDI Stone Harbor Emerging Markets Total Income Fund 25.00 240.0
9/26/2012 BGB Blackstone/GSO Strategic Credit Fund 20.00 834.8
9/26/2012 SZC Cushing Renaissance Fund 25.00 135.0
8/29/2012 BTT BlackRock Municipal Target Term Trust 25.00 1,550.0
7/27/2012 NDP Tortoise Energy Independence Fund 25.00 325.0
7/27/2012 JPI Nuveen Preferred and Income Term Fund 25.00 500.0
7/27/2012 LDP Cohen & Steers Limited Duration Preferred & Income Fund 25.00 662.5
6/27/2012 CTR ClearBridge Energy MLP Total Return Fund 20.00 700.0
6/27/2012 MMD MainStay Defined Term Municipal Opportunities Fund 20.00 495.0
5/25/2012 SMM Salient Midstream & MLP Fund 20.00 180.0
5/25/2012 PDI PIMCO Dynamic Income Fund 25.00 1,015.0
4/26/2012 JRI Nuveen Real Asset Income and Growth Fund 20.00 190.0
4/26/2012 ISD Prudential Short Duration High Yield Fund 20.00 610.0
3/28/2012 BWG Legg Mason BW Global Income Opportunities Fund 20.00 400.0
2/24/2012 SRF Cushing Royalty & Income Fund 25.00 207.5
2/24/2012 VGI Virtus Global Multi-Sector Income Fund 20.00 215.0
1/27/2012 DBL DoubleLine Opportunistic Credit Fund 25.00 326.5
         

2011

       
11/23/2011 BUI BlackRock Utility & Infrastructure Trust 20.00 $310.0
10/27/2011 GEQ Guggenheim Equal Weight Enhanced Equity Income Fund 20.00 175.0
10/27/2011 TTP Tortoise Pipeline & Energy Fund 25.00 250.0
9/28/2011 FIF First Trust Energy Infrastructure Fund 20.00 345.0
8/26/2011 INF Brookfield Global Listed Infrastructure Fund 20.00 155.0
7/27/2011 DPG Duff & Phelps Global Utility Fund 20.00 735.0
6/10/2011 EMO ClearBridge Energy MLP Opportunity Fund 20.00 540.0
5/26/2011 JSD Nuveen Short Duration Credit Opportunities Fund 20.00 219.6
5/26/2011 SMF Salient MLP & Energy Infrastructure Fund 25.00 140.0
5/26/2011 HEQ John Hancock Hedged Equity & Income Fund 20.00 280.0
4/27/2011 IHD ING Emerging Markets High Dividend Equity Fund 20.00 385.0
3/29/2011 BCX BlackRock Resources & Commodities Strategy Trust 20.00 875.0
2/24/2011 AFT Apollo Senior Floating Rate Fund 20.00 300.0
2/24/2011 JMF Nuveen Energy MLP Total Return Fund 20.00 443.0
1/27/2011 ACP Avenue Income Credit Strategies Fund 20.00 135.0
1/27/2011 BGX BlackStone/GSO Long-Short Credit Income Fund 20.00 250.0
1/27/2011 GNT Gabelli Natural Resources, Gold & Income Trust 20.00 370.0
1/27/2011 OXLC Oxford Lane Capital Corp. 20.00 36.5
         

2010

       
12/23/2010 EDF Stone Harbor Emerging Markets Income Fund 25.00 $377.5
11/24/2010 PSF Cohen & Steers Select Preferred and Income Fund 25.00 280.0
11/24/2010 KMF Kayne Anderson Midstream/Energy Fund 25.00 475.0
11/24/2010 NBD Nuveen Build America Bond Opportunity Fund 20.00 140.0
10/27/2010 GBAB Guggenheim Build America Bonds Managed Duration Trust 20.00 340.0
10/27/2010 HYI Western Asset High Yield Defined Opportunity Fund 20.00 420.0
9/28/2010 FSD First Trust High Income Long/Short Fund 20.00 645.0
8/27/2010 BBN BlackRock Build America Bond Trust 20.00 1,015.0
7/28/2010 NTG Tortoise MLP Fund 25.00 1,080.0
6/25/2010 CEM ClearBridge Energy MLP Fund 20.00 1,110.0
6/25/2010 EXD Eaton Vance Tax-Advantaged Bond and Option Strategies Fund 20.00 200.0
5/26/2010 BSL BlackStone/GSO Senior Floating Rate Term Fund 20.00 280.0
4/28/2010 NBB Nuveen Build America Bond Fund 20.00 470.0
2/24/2010 JMT Nuveen Mortgage Opportunity Term Fund II 25.00 120.0
2/24/2010 DMO Western Asset Mortgage Defined Opportunity Fund 20.00 190.0
1/27/2010 FTT Federated Enhanced Treasury Income Fund 20.00 178.0
1/27/2010 IDE ING Infrastructure, Industrials and Materials Fund 20.00 370.0
         

2009

       
11/25/2009 STK Seligman Premium Technology Fund 20.00 $262.0
9/25/2009 NEV Nuveen Enhanced Municipal Value Fund 15.00 252.0
9/25/2009 JLS Nuveen Mortgage Opportunity Term Fund 25.00 350.0
9/25/2009 GDO Western Asset Global Credit Defined Opportunity Fund 20.00 280.0
7/29/2009 TPZ Tortoise Power & Energy Infrastructure Fund 15.00 137.0
6/26/2009 IGI Western Asset Investment Grade Defined Opportunity Trust 20.00 190.0
5/27/2009 EOT Eaton Vance National Municipal Opportunity Trust 20.00 275.0
4/28/2009 NCB Nuveen California Municipal Value Fund 2 15.00 43.5
4/28/2009 NJV Nuveen New Jersey Municipal Value Fund 15.00 21.8
4/28/2009 NYV Nuveen New York Municipal Value Fund 2 15.00 35.1
4/28/2009 NPN Nuveen Pennsylvania Municipal Value Fund 15.00 16.5
3/27/2009 MTT Western Asset Municipal Defined Opportunity Trust 20.00 218.0
2/25/2009 NUW Nuveen Municipal Value Fund 2 15.00 172.5
         

2008

       
8/25/2008 FFD Morgan Stanley Frontier Emerging Markets Fund 20.00 $142.0
1/29/2008 BHL BlackRock Defined Opportunity Credit Trust 15.00 120.0
         

2007

       
12/19/2007 RCR RMR Dividend Capture Fund 20.00 $25.0
11/28/2007 PKO PIMCO Income Opportunity Fund 25.00 325.0
11/16/2007 NMD Nuveen Municipal High Income Opportunity Fund II 15.00 206.3
9/26/2007 BQR BlackRock EcoSolutions Investment Trust 20.00 235.0
9/26/2007 IID ING International High Dividend Equity Income Fund 20.00 162.5
9/26/2007 HTY John Hancock Tax-Advantaged Global Shareholder Yield Fund 20.00 175.0
9/26/2007 NGZ Nicholas-Applegate Global Equity & Convertible Income Fund 25.00 175.0
9/21/2007 FAV First Trust Active Dividend Income Fund 20.00 128.0
9/10/2007 CFP Cornerstone Progressive Return Fund 15.00 140.0
8/28/2007 SRV Cushing MLP Total Return Fund 20.00 175.0
7/27/2007 GOF Claymore/Guggenheim Strategic Opportunities Fund 20.00 182.0
7/27/2007 INB Cohen & Steers Global Income Builder Fund 20.00 450.0
7/27/2007 ETJ Eaton Vance Risk-Managed Diversified Equity Income Fund 20.00 1,300.0
6/27/2007 DCW Dividend Capital Strategic Global Realty Fund 20.00 150.0
6/28/2007 GRX Gabelli Healthcare & Wellness (Rx) Trust
     spin-off from Gabelli Equity Trust (GAB)
8.25 70.0
6/27/2007 CHW Calamos Global Dynamic Income Fund 15.00 840.0
6/27/2007 DEX Delaware Enhanced Global Dividend & Income Fund 20.00 235.0
6/27/2007 DRP DWS RREEF World Real Estate & Tactical Strategies Fund 20.00 222.5
6/27/2007 MTP MLP & Strategic Equity Fund 20.00 265.0
6/27/2007 JTD Nuveen Tax-Advantaged Dividend Growth Fund 20.00 285.0
6/27/2007 VTA Van Kampen Dynamic Credit Opportunities Fund 20.00 1,420.0
5/25/2007 FGB First Trust/Gallatin Specialty Finance & Financial Opportunities Fund 20.00 246.0
5/25/2007 RAF RMR Asia Real Estate Fund 20.00 95.0
5/25/2007 AGC Advent/Claymore Global Convertible Securities & Income Fund 20.00 575.0
5/25/2007 BGY BlackRock International Growth and Income Trust 20.00 1,970.0
5/25/2007 DPO Dow 30 Enhanced Premium & Income Fund 20.00 500.0
5/25/2007 HNW Pioneer Diversified High Income Trust 25.00 182.5
5/25/2007 SLS Seligman LaSalle International Real Estate Fund 25.00 222.5
4/26/2007 AWP Alpine Global Premier Properties Fund 20.00 2,000.0
4/26/2007 JGT Nuveen Multi-Currency Short-Term Government Income Fund 20.00 800.0
4/24/2007 EDD Morgan Stanley Emerging Markets Domestic Debt Fund 20.00 1,275.0
3/28/2007 EOD Evergreen Global Dividend Opportunity Fund 20.00 870.0
3/28/2007 BFD BlackRock Global Equity Income Trust 20.00 800.0
3/28/2007 FHO First Trust Strategic High Income Fund III 20.00 155.0
3/28/2007 IAE ING Asia Pacific High Dividend Equity Income Fund 25.00 275.0
3/28/2007 JCE Nuveen Core Equity Alpha Fund 20.00 310.0
2/23/2007 EXG Eaton Vance Tax-Managed Global Diversified Equity Income Fund 20.00 5,500.0
2/23/2007 NIE Nicholas-Applegate Equity & Convertible Income Fund 25.00 507.5
2/23/2007 HCD Highland Distressed Opportunities, Inc. 15.00 255.0
1/26/2007 GDL Gabelli Global Deal Fund 20.00 375.0
1/26/2007 AOD Alpine Total Dynamic Dividend Fund 20.00 3,520.0
1/27/2007 QQQX NASDAQ Premium Income & Growth Fund 20.00 335.0
       

2006

       
12/22/2006 BTZ BlackRock Preferred and Equity Advantage Trust 25.00 $1,175.0
11/28/2006 ETY Eaton Vance Tax-Managed Diversified Equity Income Fund 20.00 2,620.0
11/22/2006 DHG DWS Dreman Value Income Edge Fund 20.00 910.0
11/21/2006 FOF Cohen & Steers Closed-End Opportunity Fund 20.00 475.0
10/25/2006 IRR ING Risk Managed Natural Resources Fund 20.00 415.0
9/28/2006 CAF Morgan Stanley China A Share Fund 20.00 244.0
9/27/2006 BCF BlackRock Real Asset Equity Trust 15.00 802.5
9/21/2006 KED Kayne Andreson Energy Development Company 25.00 250.0
8/29/2006 FEO First Trust/Aberdeen Emerging Opportunities Fund 20.00 118.0
7/26/2006 AGD Alpine Global Dynamic Dividend Fund 20.00 414.0
7/25/2006 JGV Nuveen Global Value Opportunities Fund 20.00 367.0
6/28/2006 FPI First Trust Tax-Advantaged Preferred Income Fund 20.00 58.5
6/28/2006 JGG Nuveen Global Government Enhanced Income Fund 20.00 185.0
6/26/2006 HCF Highland Credit Strategies Fund 20.00 600.0
5/29/2006 EOE Eaton Vance Credit Opportunities Fund 20.00 140.0
5/26/2006 RAP RMR Asia Pacific Real Estate Fund 20.00 35.0
5/20/2006 RYJ Claymore/Raymond James SB-1 Equity Fund 20.00 200.0
4/26/2006 GLO Clough Global Opportunities Fund 20.00 900.0
4/26/2006 GCF Global Income & Currency Fund 20.00 147.0
3/29/2006 FHY First Trust Strategic High Income Fund II 20.00 188.0
2/24/2006 BTA BlackRock Long-Term Municipal Advantage Trust 15.00 195.6
1/20/2006 RHY RMK Multi-Sector Income Fund 15.00 405.0
       

2005

       
11/23/2005 JPG Nuveen Equity Premium and Growth Fund 20.00 $330.0
10/29/2005 CGO Calamos Global Total Return Fund 15.00 120.0
10/29/2005 EGF Enhanced Government Fund 20.00 240.0
10/29/2005 EBI Evergreen International Balanced Income Fund 20.00 215.0
10/29/2005 IGA ING Global Advantage & Premium Opportunity Fund 20.00 345.0
10/29/2005 TYN Tortoise North American Energy Corp. 25.00 115.0
10/25/2005 BWC BlackRock World Investment Trust 15.00 700.0
9/28/2005 ETW Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund 20.00 2,000.0
9/28/2005 BEO Enhanced S&P 500 Covered Call Fund 20.00 185.0
8/26/2005 BDJ BlackRock Enhanced Dividend Achievers Trust 15.00 945.0
8/26/2005 MGU Macquarie Global Infrastructure Total Return Fund 25.00 425.0
8/26/2005 OLA Old Mutual/Claymore Long-Short Fund 20.00 360.0
7/27/2005 FHI First Trust Strategic High Income Fund 20.00 165.0
7/27/2005 RCC Advent/Claymore Enhanced Growth & Income Fund 20.00 340.0
7/27/2005 FGF SunAmerica Focused Alpha Growth Fund 20.00 370.0
6/28/2005 ETV Eaton Vance Tax-Managed Buy-Write Opportunities Fund 20.00 1,110.0
6/28/2005 ECV Enhanced Equity Yield & Premium Fund 20.00 320.0
6/28/2005 KYE Kayne Anderson Energy Total Return Fund 25.00 750.0
6/28/2005 LOR Lazard World Dividend & Income Fund 20.00 131.5
5/26/2005 BOE BlackRock Global Opportunities Equity Trust 25.00 300.0
5/26/2005 FMY First Trust/FIDAC Mortgage Income Fund 20.00 80.0
5/26/2005 JLA Nuveen Equity Premium Advantage Fund 20.00 464.0
5/26/2005 PGP PIMCO Global StocksPLUS & Income Fund 25.00 232.5
5/26/2005 RDR RMR Preferred Dividend Fund 20.00 46.0
5/26/2005 TYY Tortoise Energy Capital Corporation 25.00 350.0
5/4/2005 EEF Enhanced Equity Yield Fund 20.00 370.0
4/28/2005 GLQ Clough Global Equity Fund 20.00 305.0
4/27/2005 DPD Dow 30 Premium & Dividend Income Fund 20.00 225.0
4/27/2005 ETB Eaton Vance Tax-Managed Buy-Write Income Fund 20.00 450.0
4/27/2005 HCE Fiduciary/Claymore Dynamic Equity Fund 20.00 107.5
4/27/2005 MSP Madison Strategic Sector Premium Fund 20.00 110.0
4/27/2005 NAI Nicholas-Applegate International & Premium Strategy Fund 25.00 225.0
3/30/2005 GGN Gabelli Global Gold, Natural Resources & Income Trust 20.00 332.0
3/29/2005 BME BlackRock Health Sciences Trust 25.00 187.5
3/29/2005 RWF Cohen & Steers Worldwide Realty Income Fund 20.00 300.0
3/29/2005 IGD ING Global Equity Dividend & Premium Opportunity Fund 20.00 1,700.0
3/29/2005 JFP Nuveen Tax-Advantaged Floating Rate Fund 15.00 195.0
3/29/2005 BEP S&P 500 Covered Call Fund 20.00 312.0
2/24/2005 DCA Dividend Capital Realty Income Allocation Fund 15.00 181.5
2/24/2005 EVG Eaton Vance Short Duration Diversified Income Fund 20.00 357.0
2/24/2005 NFJ NFJ Dividend Interest and Premium Strategy Fund  25.00 2,152.5
1/27/2005 LCM Advent/Claymore Enhanced Growth & Income Fund 20.00 251.0
1/27/2005 DVM Cohen & Steers Dividend Majors Fund 20.00 236.0
1/27/2005 DVF Diversified Income Strategies Portfolio 20.00 221.0
1/27/2005 EOS Eaton Vance Enhanced Equity Income Fund II 20.00 875.0
1/27/2005 JSN Nuveen Equity Premium Opportunity Fund 20.00 1,170.0
       

2004

       
12/23/2004 BGR BlackRock Global Energy and Resources Trust         25.00 $665.0
12/23/2004 DSF Defined Strategy Fund         20.00 150.0
12/23/2004 FMO Fiduciary/Claymore MLP Opportunity Fund         20.00 330.0
12/23/2004 PHD Pioneer Floating Rate Trust         20.00 451.0
11/24/2004 FAM First Trust/Aberdeen Global Opportunity Income Fund         20.00 330.0
11/23/2004 RFR RMR F.I.R.E. Fund         25.00 37.0
11/9/2004 RMA RMK Advantage Income Fund         15.00 414.0
10/28/2004 GRE S&P 500 Geared Fund         20.00 135.0
10/27/2004 EOI Eaton Vance Enhanced Equity Income Fund         20.00 750.0
10/27/2004 JPZ Nuveen Equity Premium Income Fund         20.00 676.0
10/27/2004 PFN PIMCO Floating Rate Strategy Fund         20.00 740.0
10/27/2004 GFY Salomon Brothers Variable Rate Strategic Fund         20.00 158.0
9/28/2004 KYN Kayne Anderson MLP Investment Company          25.00 750.0
9/26/2004 FCT First Trust/Four Corners Senior Floating Rate Income Fund II         20.00 87.5
9/24/2004 GCS Scudder Global Commodities Stock Fund         15.00 365.3
8/27/2004 FFA First Trust/Fiduciary Asset Management Covered Call Fund         20.00 370.0
8/26/2004 BGT BlackRock Global Floating Rate Income Trust         20.00 460.0
7/31/2004 MCN Madison/Claymore Covered Call Fund         15.00 260.3
7/29/2004 GLV Clough Global Allocation Fund         20.00 175.0
7/28/2004 FRB Floating Rate Income Strategies Fund II         20.00 200.0
7/28/2004 JRO Nuveen Floating Rate Income Opportunity Fund         15.00 402.0
6/25/2004 EFT Eaton Vance Floating Rate Income Trust         20.00 680.0
6/25/2004 FEN Energy Income & Growth Fund         20.00 128.0
5/26/2004 GLU Gabelli Global Utility & Income Trust         20.00 58.0
5/26/2004 BQY S&P Quality Rankings Global Equity Managed Trust         15.00 87.8
5/26/2004 IMF Salomon Brothers Inflation Management Fund         20.00 192.0
4/28/2004 CII Capital and Income Strategies Fund         20.00 242.0
4/28/2004 ETO Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund         20.00 290.0
4/28/2004 ERH Evergreen Utilities and High Income Fund         20.00 230.0
4/28/2004 FVI First Trust Value Line & Ibbotson Equity Allocation Fund         20.00 120.0
4/28/2004 LGI Lazard Global Total Return Fund         20.00 192.0
4/28/2004 RHR RMR Hospitality and Real Estate Fund         20.00 49.6
4/28/2004 TYW TS&W Claymore Tax-Advantaged Balance Fund         15.00 225.0
4/6/2004 AINV Apollo Investment Corporation         15.00 930.0
3/26/2004 BDT BlackRock Strategic Dividend Achievers Trust         15.00 382.5
3/26/2004 CSQ Calamos Strategic Total Return Fund         15.00 2,107.5
3/26/2004 UTF Cohen & Steers Select Utility Fund         20.00 825.0
3/26/2004 MFD Macquarie/First Trust/Global Infrastructure/Utilities Dividend & Income Fund         20.00 170.0
3/26/2004 NDD Neuberger Berman Dividend Advantage Fund         20.00 133.4
3/26/2004 JFR Nuveen Floating Rate Income Fund         15.00 627.0
3/19/2004 RSF RMK Strategic Income Fund         15.00 314.0
2/25/2004 TYG Tortoise Energy Infrastructure Corporation         25.00 275.0
2/25/2004 IGR ING Clarion Global Real Estate Income Fund         15.00 1,350.0
2/25/2004 HTD John Hancock Tax-Advantaged Dividend Income Fund         20.00 760.0
2/25/2004 UTG Reaves Utility Income Fund         20.00 400.0
2/25/2004 SCD Salomon Brothers Capital & Income Fund         20.00 597.0
2/25/2004 WIW Western Asset/Claymore U.S. Treasury Inflation Protected Securities Fund 2         15.00 800.3
1/28/2004 RTU Cohen & Steers REIT & Utility Income Fund         20.00 1,050.0
1/28/2004 DCS Dreman Claymore Dividend & Income Fund         20.00 810.0
1/28/2004 ETG Eaton Vance Tax-Advantaged Global Dividend Income Fund         20.00 1,400.0
1/28/2004 JTA Nuveen Tax-Advantaged Total Return Strategy Fund         20.00 267.0
1/28/2004 PBF Pioneer Tax-Advantaged Balanced Trust         15.00 441.6
       

2003

       
12/20/2003 RMR RMR Real Estate Fund 15.00 $100.0
12/19/2003 BDV BlackRock Dividend Achievers Trust 15.00 720.0
12/2/2003 ESD Salomon Brothers Emerging Markets Debt Fund 20.00 480.0
11/25/2003 EFR Eaton Vance Senior Floating Rate Trust 20.00 690.0
11/25/2003 GDV Gabelli Dividend & income Trust 20.00 1,460.0
11/20/2003 NMZ Nuveen Municipal High Income Opportunity Fund 15.00 307.5
10/29/2003 FRA Floating Rate Income Strategies Fund 20.00 322.5
10/29/2003 NRO Neuberger Berman Real Estate Securities Income Fund 15.00 500.3
10/16/2003 MAV Pioneer Municipal High Income Fund 15.00 307.5
9/26/2003 BFO BlackRock Florida Municipal 2020 Term Trust 15.00 75.0
9/26/2003 BKK BlackRock Municipal 2020 Term Trust 15.00 277.7
9/26/2003 EVT Eaton Vance Tax-Advantaged Dividend Income Fund 20.00 1,320.0
9/26/2003 FCM First Trust/Four Corners Senior Floating Rate Income Fund 20.00 87.5
9/26/2003 IIA ING Clarion Real Estate Income Fund 15.00 210.0
9/26/2003 JDD Nuveen Diversified Dividend & Income Fund 15.00 281.3
9/26/2003 WIA Western Asset/Claymore US Treasury Inflation Protected Securities Fund 15.00 378.8
8/28/2003 MZF MBIA Capital/Claymore Managed Duration Investment Grade Municipal Fund 15.00 106.5
8/27/2003 FVD First Trust Value Line Dividend Fund 15.00 450.0
8/27/2003 FLC Flaherty & Crumrine/Claymore Total Return Fund 25.00 225.0
8/27/2003 FTF Franklin Templeton Limited Duration Income Trust 15.00 369.0
8/27/2003 PFL PIMCO Floating Rate Income Fund 20.00 325.0
8/27/2003 SRO Scudder RREEF Real Estate Fund II 15.00 525.0
7/30/2003 MUI Muni Intermediate Duration Fund 15.00 500.3
7/30/2003 MNE Muni New York Intermediate Duration Fund 15.00 60.0
7/30/2003 PSW Preferred & Corporate Income Strategies Fund 25.00 240.0
7/29/2003 BLW BlackRock Limited Duration Income Trust 20.00 686.0
7/29/2003 LBC Lehman Brothers First Trust Income Opportunity Fund 15.00 165.0
7/29/2003 NCZ Nicholas-Applegate Convertible & Income Fund II 15.00 825.0
7/29/2003 EHI Salomon Brothers Global High Income Fund 15.00 435.0
7/17/2003 MHI Pioneer Municipal High Income Trust 15.00 307.5
6/26/2003 ERC Evergreen Managed Income Fund 20.00 780.0
6/26/2003 JQC Nuveen Preferred & Convertible Income Fund 2 15.00 2,025.0
6/25/2003 NOX Neuberger Berman Income Opportunity Fund 15.00 250.0
6/25/2003 RMH RMK High Income Fund 15.00 247.5
6/24/2003 RNP Cohen & Steers REIT & Preferred Income Fund 25.00 1,068.8
6/17/2003 HPS John Hancock Preferred Income Fund III 25.00 675.0
6/13/2003 FVL First Trust Value Line 100 Fund 15.00 228.0
5/30/2003 AVK Advent Claymore Convertible Securities & Income Fund 25.00 520.0
5/28/2003 CHY Calamos Convertible & High Income Fund 15.00 783.0
5/28/2003 HYT Corporate High Yield Fund VI 15.00 480.0
5/28/2003 EVV Eaton Vance Limited Duration Income Fund 20.00 2,020.0
4/25/2003 NRI Neuberger Berman Realty Income Fund 15.00 360.0
4/25/2003 PHK PIMCO High Income Fund 15.00 1,575.0
3/27/2003 NCV Nicholas-Applegate Convertible & Income Fund 15.00 900.0
3/27/2003 JPX Nuveen Preferred & Convertible Income Fund 15.00 1,320.0
3/26/2003 PSY Preferred Income Strategies Fund 25.00 900.0
2/27/2003 EAD Evergreen Income Advantage Fund 15.00 900.0
2/26/2003 BPP BlackRock Preferred Opportunity Trust 25.00 407.5
1/29/2003 FFC Flaherty & Crumrine/Claymore Preferred Securities Income Fund 25.00 912.5
       

2002

       
12/24/2002 PTY PIMCO Corporate Opportunity Fund 15.00 $832.5
12/20/2002 FPT Federated Premier Intermediate Municipal Income Fund 15.00 96.0
12/20/2002 FMN Federated Premier Municipal Income Fund 15.00 87.8
12/19/2002 JHP Nuveen Quality Preferred Income Fund 3 15.00 319.2
12/19/2002 PCN PIMCO Corporate Income Fund 15.00 476.3
11/26/2002 EIA Eaton Vance Insured California Municipal Bond Fund II 15.00 53.3
11/26/2002 EIF Eaton Vance Insured Florida Municipal Bond Fund 15.00 34.5
11/26/2002 MAB Eaton Vance Insured Massachusetts Municipal Bond Fund 15.00 23.3
11/26/2002 MIW Eaton Vance Insured Michigan Municipal Bond Fund 15.00 20.3
11/26/2002 EIV Eaton Vance Insured Municipal Bond Fund II 15.00 136.5
11/26/2002 EMJ Eaton Vance Insured New Jersey Municipal Bond Fund 15.00 34.5
11/26/2002 NYH Eaton Vance Insured New York Municipal Bond Fund 2 15.00 36.0
11/26/2002 EIO Eaton Vance Insured Ohio Municipal Bond Fund 15.00 33.8
11/26/2002 EIP Eaton Vance Insured Pennsylvania Municipal Bond Fund 15.00 39.0
11/26/2002 HPF John Hancock Preferred Income Fund II 25.00 546.3
11/26/2002 NRL Neuberger Berman Real Estate Income Fund 15.00 63.0
11/26/2002 RIF AEW Real Estate Income Fund 15.00 56.3
11/22/2002 NKX Nuveen Insured California Tax-Free Advantage Municipal Fund 15.00 81.8
11/22/2002 NVG Nuveen Insured Dividend Advantage Municipal Fund 15.00 400.5
11/22/2002 NGX Nuveen Insured Massachusetts Tax-Free Advantage Municipal Fund 15.00 36.8
11/22/2002 NRK Nuveen Insured New York Tax-Free Advantage Municipal Fund 15.00 48.8
11/22/2002 NEA Nuveen Insured Tax-Free Advantage Municipal Fund 15.00 255.0
10/31/2002 MXN Minnesota Municipal Income Fund II 15.00 20.3
10/29/2002 BYM BlackRock Insured Municipal Income Trust 15.00 360.0
10/29/2002 BCK BlackRock California Insured Municipal Income Trust 15.00 75.0
10/29/2002 BAF BlackRock Florida Insured Municipal Income Trust 15.00 120.0
10/29/2002 BSE BlackRock New York Insured Municipal Income Trust 15.00 90.0
10/29/2002 PZC PIMCO California Municipal Income Fund III 15.00 292.5
10/29/2002 PMX PIMCO Municipal Income Fund III 15.00 432.8
10/29/2002 PYN PIMCO New York Municipal Income Fund III 15.00 75.0
10/29/2002 SRQ Scudder RREEF Real Estate Fund 15.00 225.0
9/28/2002 NBW Neuberger Berman California Intermediate Municipal Fund 15.00 4.5
9/26/2002 NXE Nuveen Arizona Dividend Advantage Municipal Fund 3 15.00 42.4
9/26/2002 NZH Nuveen California Dividend Advantage Municipal Fund 3 15.00 320.3
9/26/2002 NGO Nuveen Connecticut Dividend Advantage Municipal Fund 3 15.00 58.1
9/26/2002 NKG Nuveen Georgia Dividend Advantage Municipal Fund 2 15.00 63.0
9/26/2002 NWI Nuveen Maryland Dividend Advantage Municipal Fund 3 15.00 72.0
9/26/2002 NII Nuveen North Carolina Dividend Advantage Municipal Fund 3 15.00 52.5
9/25/2002 NBO Neuberger Berman New York Intermediate Municipal Fund 15.00 77.3
9/24/2002 NBH Neuberger Berman Intermediate Municipal Fund 15.00 292.0
9/24/2002 JPS Nuveen Quality Preferred Income Fund 2 15.00 1,629.0
8/28/2002 RPF Cohen & Steers Premium Income Realty Fund 15.00 472.5
8/28/2002 EVM Eaton Vance Insured California Municipal Bond Fund 15.00 286.5
8/28/2002 EIM Eaton Vance Insured Municipal Bond Fund 15.00 856.5
8/28/2002 ENX Eaton Vance Insured New York Municipal Bond Fund 15.00 205.9
8/23/2002 HPI John Hancock Preferred Income Fund 25.00 646.9
7/26/2002 BCL BlackRock California Municipal Income Trust II 15.00 111.0
7/26/2002 BLE BlackRock Municipal Income Trust II 15.00 321.8
7/26/2002 BFY BlackRock New York Municipal Income Trust II 15.00 67.5
7/26/2002 RIT Real Estate Income Fund 15.00 144.8
7/24/2002 HSM Hyperion Strategic Mortgage Income Fund 15.00 135.0
6/26/2002 CHI Calamos Convertible Opportunities and Income Fund 15.00 600.0
6/26/2002 JTP Nuveen Quality Preferred Income Fund 15.00 840.0
6/26/2002 PCK PIMCO California Municipal Income Fund II 15.00 390.0
6/26/2002 PML PIMCO Municipal Income Fund II 15.00 757.5
6/26/2002 PNI PIMCO New York Municipal Income Fund II 15.00 135.0
5/29/2002 RRE AIM Select Real Estate Income Fund 15.00 543.8
4/26/2002 BZA BlackRock California Municipal Bond Trust 15.00 45.0
4/26/2002 BIE BlackRock Florida Municipal Bond Trust 15.00 140.1
4/26/2002 BZM BlackRock Maryland Municipal Bond Trust 15.00 26.4
4/26/2002 BBK BlackRock Municipal Bond Trust 15.00 140.1
4/26/2002 BLJ BlackRock New Jersey Municipal Bond Trust 15.00 30.0
4/26/2002 BQH BlackRock New York Municipal Bond Trust 15.00 36.8
4/26/2002 BHV BlackRock Virginia Municipal Bond Trust 15.00 20.1
4/26/2002 PHH Pioneer High Income Trust 15.00 360.0
3/27/2002 NVJ Nuveen Ohio Dividend Advantage Municipal Fund 3 15.00 30.0
3/26/2002 NKR Nuveen Arizona Dividend Advantage Municipal Fund 2 15.00 32.0
3/26/2002 NKL Nuveen Insured California Dividend Advantage Municipal Fund 15.00 202.5
3/26/2002 NWF Nuveen Insured Florida Tax-Free Advantage Municipal Fund 15.00 52.5
3/26/2002 NKO Nuveen Insured New York Dividend Advantage Municipal Fund 15.00 105.0
3/26/2002 NUJ Nuveen New Jersey Dividend Advantage Municipal Fund 2 15.00 60.0
3/26/2002 NVY Nuveen Pennsylvania Dividend Advantage Municipal Fund 2 15.00 49.9
3/26/2002 WEA Western Asset Premier Bond Fund 15.00 150.0
3/25/2002 NGK Nuveen Connecticut Dividend Advantage Municipal Fund 2 15.00 30.8
2/27/2002 BHD BlackRock Strategic Bond Trust 15.00 105.0
2/26/2002 RQI Cohen & Steers Quality Income Realty Fund 15.00 510.0
1/29/2002 AKP Alliance California Municipal Income Fund 15.00 117.0
1/29/2002 AFB Alliance National Municipal Income Fund 15.00 283.5
1/29/2002 AYN Alliance New York Municipal Income Fund 15.00 68.6
       

2001

       
11/28/2001 BHK BlackRock Core Bond Trust 15.00 $375.0
7/27/2001 BFZ BlackRock California Municipal Income  15.00 195.0
10/26/2001 BJZ BlackRock California Municipal 2018 Term Trust 15.00 90.0
7/27/2001 BBF BlackRock Florida Municipal Income Trust 15.00 87.0
7/27/2001 BFK BlackRock Municipal Income 15.00 566.3
10/26/2001 BPK BlackRock Municipal 2018 Term Trust  15.00 220.5
7/26/2001 BNJ BlackRock New Jersey Municipal Income Trust 15.00 96.0
7/27/2001 BNY BlackRock New York Municipal Income Fund 15.00 162.0
10/26/2001 BLH BlackRock New York Municipal 2018 Term Trust 15.00 52.5
5/25/2001 RLF Cohen & Steers Advantage Income Realty Fund 15.00 330.0
9/26/2001 HYW Corporate High Yield Fund IV 15.00 180.0
11/28//01 HYV Corporate High Yield Fund V 15.00 250.5
8/24/2001 GLAD Gladstone Capital Corp. 15.00 123.0
1/31/2001 NFZ Nuveen Arizona Dividend Advantage Municipal Fund 15.00 21.8
3/28/2001 NVX Nuveen California Dividend Advantage Municipal Fund 2 15.00 195.0
9/26/2001 NZH Nuveen California Dividend Advantage Municipal Fund 3 15.00 320.3
1/26/2001 NFC Nuveen Connecticut Dividend Advantage Municipal Fund 15.00 36.0
3/28/2001 NXZ Nuveen Dividend Advantage Municipal Fund 2 15.00 390.0
9/26/2001 NZF Nuveen Dividend Advantage Municipal Fund 3 15.00 544.5
9/26/2001 NZX Nuveen Georgia Dividend Advantage Municipal Fund 15.00 25.5
9/26/2001 NZR Nuveen Maryland Dividend Advantage Municipal Fund 2 15.00 54.4
1/31/2001 NMB Nuveen Massachusetts Dividend Advantage Municipal Fund 15.00 27.7
1/24/2001 NFM Nuveen Maryland Dividend Advantage Municipal Fund  15.00 55.5
9/26/2001 NZW Nuveen Michigan Dividend Advantage Municipal Fund 15.00 27.0
3/28/2001 NXJ Nuveen New Jersey Dividend Advantage Municipal Fund 15.00 87.8
3/28/2001 NXK Nuveen New York Dividend Advantage Municipal Fund 2 15.00 88.5
1/26/2001 NRB Nuveen North Carolina Dividend Advantage Municipal Fund 15.00 30.8
11/16/2001 NNO Nuveen North Carolina Dividend Advantage Municipal Fund 2 15.00 50.3
3/28/2001 NXI Nuveen Ohio Dividend Advantage Municipal Fund  15.00 55.5
9/26/2001 NBJ Nuveen Ohio Dividend Advantage Municipal Fund 2 15.00 40.9
3/28/2001 NXM Nuveen Pennsylvania Dividend Advantage Municipal Fund 15.00 43.9
11/16/2001 JRS Nuveen Real Estate Income Fund 15.00 370.5
1/25/2001 NGB Nuveen Virginia Dividend Advantage Municipal Fund  15.00 40.5
11/16/2001 NNB Nuveen Virginia Dividend Advantage Municipal Fund 2 15.00 76.5
6/27/2001 PCQ PIMCO California Municipal Income Fund 15.00 228.0
6/27/2001 PMF PIMCO Municipal Income Fund 15.00 309.0
6/27/2001 PNF PIMCO  New York Municipal Income Fund 15.00 93.0
       

2000

       
3/28/2000 MVC meVC Draper Fisher Jurvetson Fund 20.00 $330.0

 

 
 

 


Thomas J. Herzfeld Advisors, Inc. maintains this web site as a convenience for its clients, the stockholders of The Herzfeld Caribbean Basin Fund, Inc. and other interested investors for information purposes only.  The information on this web site is not intended to address any individual's particular circumstances.   This web site should not be considered an offer to buy or sell securities.  While we have made every effort to provide current, accurate information, it may, however, contain errors, and we make no representation or warranty, express or implied, as to the timeliness, accuracy or completeness of any information when it is received.  Thomas J. Herzfeld Advisors, Inc. and its affiliates bear no responsibility for the content of any other web site that may be linked to this web site.